Quarterly Order Routing Statistics: Buckman Buckman and Reid Inc.
Date: 01-JAN-2018 - 31-MAR-2018
NYSE Listed Securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Nasdaq Stock Market securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Securities listed on Amex or any other national securities exchange
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Listed Options
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
682 100.0% 0 0.0% 0 0.0% 682 100.0% 0 0.0%
| CBOE2 439 64.4% 0 0.0% 439 64.4% 0 0.0%
| BATS 233 34.2% 0 0.0% 233 34.2% 0 0.0%
| PHLX 3 0.4% 0 0.0% 3 0.4% 0 0.0%
| NASDAQOM 2 0.3% 0 0.0% 2 0.3% 0 0.0%
| CBOE 2 0.3% 0 0.0% 2 0.3% 0 0.0%
| ISE 1 0.1% 0 0.0% 1 0.1% 0 0.0%
| EDGX 1 0.1% 0 0.0% 1 0.1% 0 0.0%
| PEARL 1 0.1% 0 0.0% 1 0.1% 0 0.0%
EXCHANGE NAME ABBREVIATIONS
BATS BATS Z-EXCHANGE
CBOE Chicago Board Options Exchange
CBOE2 Chicago Board Options Exchange 2
EDGX BATS EDGX Exchange
ISE International Securities Exchange
NASDAQOM Nasdaq Options Market
PEARL MIAX PEARL Exchange
PHLX NASDAQ OMX PHLX
ABBREVIATIONS
BASIC ORDER FLOW PROVIDER ROUTING REPORT
Orders# The number of total orders from the provider that were
Non-Dir non-directed orders.
Orders% The percentage of total orders from the provider that were
Non-Dir non-directed orders.
Orders# The number of total orders from the provider that were
Direct directed orders.
Orders% The percentage of total orders from the provider that were
Direct directed orders.
Market The number of total non-directed customer orders that were
orders# market orders.
Market The percentage of total non-directed customer orders that
orders% were market orders.
Limit The number of total non-directed customer orders that were
orders# limit orders.
Limit The percentage of total non-directed customer orders that
orders% were limit orders.
Other The number of total non-directed customer orders that were
orders# special handling orders and any orders that must be executed
on a particular tick or bid.
Other The percentage of total non-directed customer orders that
orders% were special handling orders and any orders that must be
executed on a particular tick or bid.
Venue List of the ten venues to which the largest number of total
non-directed orders were routed for execution and of any
venue to which more than five percent or more of
non-directed orders were routed for execution
Routed The number of total non-directed orders routed to the venue
orders#
Routed The percentage of total non-directed orders routed to the
orders% venue
Market The number of total non-directed market orders routed to the
orders# venue
Market The percentage of total non-directed market orders routed to
orders% the venue
Limit The number of total non-directed limit orders routed to the
orders# venue
Limit The percentage of total non-directed limit orders routed to
orders% the venue
Other The number of total non-directed other orders routed to the
orders# venue. Other orders include special handling orders and any
orders that must be executed on a particular tick or bid.
Other The percentage of total non-directed other orders routed to
orders% the venue. Other orders include special handling orders and
any orders that must be executed on a particular tick or
bid.