Quarterly Order Routing Statistics: Buckman Buckman and Reid Inc.
Date: 01-JAN-2017 - 31-MAR-2017




NYSE Listed Securities

Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%

Nasdaq Stock Market securities

Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%

Securities listed on Amex or any other national securities exchange

Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%

Listed Options

Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 203 100.0% 0 0.0% 0 0.0% 203 100.0% 0 0.0% | BATS 122 60.1% 0 0.0% 122 60.1% 0 0.0% | CBOE2 71 35.0% 0 0.0% 71 35.0% 0 0.0% | NASDAQOM 4 2.0% 0 0.0% 4 2.0% 0 0.0% | EDGX 2 1.0% 0 0.0% 2 1.0% 0 0.0% | AMEX 1 0.5% 0 0.0% 1 0.5% 0 0.0% | BOX 1 0.5% 0 0.0% 1 0.5% 0 0.0% | PSE 1 0.5% 0 0.0% 1 0.5% 0 0.0% | CBOE 1 0.5% 0 0.0% 1 0.5% 0 0.0%


EXCHANGE NAME ABBREVIATIONS





AMEX NYSE MKT / NYSE Amex Options BATS BATS Z-EXCHANGE BOX Boston Option Exchange CBOE Chicago Board Options Exchange CBOE2 Chicago Board Options Exchange 2 EDGX BATS EDGX Exchange NASDAQOM Nasdaq Options Market PSE NYSE Arca Options









ABBREVIATIONS





BASIC ORDER FLOW PROVIDER ROUTING REPORT


Orders# The number of total orders from the provider that were Non-Dir non-directed orders. Orders% The percentage of total orders from the provider that were Non-Dir non-directed orders. Orders# The number of total orders from the provider that were Direct directed orders. Orders% The percentage of total orders from the provider that were Direct directed orders. Market The number of total non-directed customer orders that were orders# market orders. Market The percentage of total non-directed customer orders that orders% were market orders. Limit The number of total non-directed customer orders that were orders# limit orders. Limit The percentage of total non-directed customer orders that orders% were limit orders. Other The number of total non-directed customer orders that were orders# special handling orders and any orders that must be executed on a particular tick or bid. Other The percentage of total non-directed customer orders that orders% were special handling orders and any orders that must be executed on a particular tick or bid. Venue List of the ten venues to which the largest number of total non-directed orders were routed for execution and of any venue to which more than five percent or more of non-directed orders were routed for execution Routed The number of total non-directed orders routed to the venue orders# Routed The percentage of total non-directed orders routed to the orders% venue Market The number of total non-directed market orders routed to the orders# venue Market The percentage of total non-directed market orders routed to orders% the venue Limit The number of total non-directed limit orders routed to the orders# venue Limit The percentage of total non-directed limit orders routed to orders% the venue Other The number of total non-directed other orders routed to the orders# venue. Other orders include special handling orders and any orders that must be executed on a particular tick or bid. Other The percentage of total non-directed other orders routed to orders% the venue. Other orders include special handling orders and any orders that must be executed on a particular tick or bid.