Quarterly Order Routing Statistics: Buckman Buckman and Reid Inc.
Date: 01-JAN-2016 - 31-MAR-2016
NYSE Listed Securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Nasdaq Stock Market securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Securities listed on Amex or any other national securities exchange
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Listed Options
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
3795 100.0% 0 0.0% 0 0.0% 2886 76.0% 909 24.0%
| BATS 1,047 27.6% 0 0.0% 1,047 36.3% 0 0.0%
| AMEX 795 20.9% 0 0.0% 190 6.6% 605 66.6%
| CBOE2 513 13.5% 0 0.0% 513 17.8% 0 0.0%
| NASDAQOM 456 12.0% 0 0.0% 456 15.8% 0 0.0%
| BOX 259 6.8% 0 0.0% 211 7.3% 48 5.3%
| ISE 201 5.3% 0 0.0% 20 0.7% 181 19.9%
| PSE 172 4.5% 0 0.0% 161 5.6% 11 1.2%
| MIAX 80 2.1% 0 0.0% 80 2.8% 0 0.0%
| NASDAQBX 71 1.9% 0 0.0% 71 2.5% 0 0.0%
| EDGX 67 1.8% 0 0.0% 67 2.3% 0 0.0%
| GEMINI 48 1.3% 0 0.0% 48 1.7% 0 0.0%
| PHLX 46 1.2% 0 0.0% 6 0.2% 40 4.4%
| CBOE 40 1.1% 0 0.0% 16 0.6% 24 2.6%
EXCHANGE NAME ABBREVIATIONS
AMEX NYSE MKT / NYSE Amex Options
BATS BATS Z-EXCHANGE
BOX Boston Option Exchange
CBOE Chicago Board Options Exchange
CBOE2 Chicago Board Options Exchange 2
EDGX BATS EDGX Exchange
GEMINI ISE Gemini
ISE International Securities Exchange
MIAX Miami Options Exchange
NASDAQBX NASDAQ OMX BX Options Exchange
NASDAQOM Nasdaq Options Market
PHLX NASDAQ OMX PHLX
PSE NYSE Arca Options
ABBREVIATIONS
BASIC ORDER FLOW PROVIDER ROUTING REPORT
Orders# The number of total orders from the provider that were
Non-Dir non-directed orders.
Orders% The percentage of total orders from the provider that were
Non-Dir non-directed orders.
Orders# The number of total orders from the provider that were
Direct directed orders.
Orders% The percentage of total orders from the provider that were
Direct directed orders.
Market The number of total non-directed customer orders that were
orders# market orders.
Market The percentage of total non-directed customer orders that
orders% were market orders.
Limit The number of total non-directed customer orders that were
orders# limit orders.
Limit The percentage of total non-directed customer orders that
orders% were limit orders.
Other The number of total non-directed customer orders that were
orders# special handling orders and any orders that must be executed
on a particular tick or bid.
Other The percentage of total non-directed customer orders that
orders% were special handling orders and any orders that must be
executed on a particular tick or bid.
Venue List of the ten venues to which the largest number of total
non-directed orders were routed for execution and of any
venue to which more than five percent or more of
non-directed orders were routed for execution
Routed The number of total non-directed orders routed to the venue
orders#
Routed The percentage of total non-directed orders routed to the
orders% venue
Market The number of total non-directed market orders routed to the
orders# venue
Market The percentage of total non-directed market orders routed to
orders% the venue
Limit The number of total non-directed limit orders routed to the
orders# venue
Limit The percentage of total non-directed limit orders routed to
orders% the venue
Other The number of total non-directed other orders routed to the
orders# venue. Other orders include special handling orders and any
orders that must be executed on a particular tick or bid.
Other The percentage of total non-directed other orders routed to
orders% the venue. Other orders include special handling orders and
any orders that must be executed on a particular tick or
bid.