Quarterly Order Routing Statistics: Buckman Buckman and Reid Inc.
Date: 01-JUL-2017 - 30-SEP-2017
NYSE Listed Securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Nasdaq Stock Market securities
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Securities listed on Amex or any other national securities exchange
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0%
Listed Options
Orders# Orders% Orders# Orders% Market Market Limit Limit Other Other Venue Routed Routed Market Market Limit Limit Other Other
Non-Dir Non-Dir Direct Direct orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders% orders# orders%
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
359 100.0% 0 0.0% 0 0.0% 359 100.0% 0 0.0%
| CBOE2 232 64.6% 0 0.0% 232 64.6% 0 0.0%
| BATS 96 26.7% 0 0.0% 96 26.7% 0 0.0%
| CBOE 11 3.1% 0 0.0% 11 3.1% 0 0.0%
| NASDAQOM 8 2.2% 0 0.0% 8 2.2% 0 0.0%
| PEARL 4 1.1% 0 0.0% 4 1.1% 0 0.0%
| PHLX 4 1.1% 0 0.0% 4 1.1% 0 0.0%
| BOX 1 0.3% 0 0.0% 1 0.3% 0 0.0%
| GEMINI 1 0.3% 0 0.0% 1 0.3% 0 0.0%
| MIAX 1 0.3% 0 0.0% 1 0.3% 0 0.0%
| PSE 1 0.3% 0 0.0% 1 0.3% 0 0.0%
EXCHANGE NAME ABBREVIATIONS
BATS BATS Z-EXCHANGE
BOX Boston Option Exchange
CBOE Chicago Board Options Exchange
CBOE2 Chicago Board Options Exchange 2
GEMINI ISE Gemini
MIAX Miami Options Exchange
NASDAQOM Nasdaq Options Market
PEARL MIAX PEARL Exchange
PHLX NASDAQ OMX PHLX
PSE NYSE Arca Options
ABBREVIATIONS
BASIC ORDER FLOW PROVIDER ROUTING REPORT
Orders# The number of total orders from the provider that were
Non-Dir non-directed orders.
Orders% The percentage of total orders from the provider that were
Non-Dir non-directed orders.
Orders# The number of total orders from the provider that were
Direct directed orders.
Orders% The percentage of total orders from the provider that were
Direct directed orders.
Market The number of total non-directed customer orders that were
orders# market orders.
Market The percentage of total non-directed customer orders that
orders% were market orders.
Limit The number of total non-directed customer orders that were
orders# limit orders.
Limit The percentage of total non-directed customer orders that
orders% were limit orders.
Other The number of total non-directed customer orders that were
orders# special handling orders and any orders that must be executed
on a particular tick or bid.
Other The percentage of total non-directed customer orders that
orders% were special handling orders and any orders that must be
executed on a particular tick or bid.
Venue List of the ten venues to which the largest number of total
non-directed orders were routed for execution and of any
venue to which more than five percent or more of
non-directed orders were routed for execution
Routed The number of total non-directed orders routed to the venue
orders#
Routed The percentage of total non-directed orders routed to the
orders% venue
Market The number of total non-directed market orders routed to the
orders# venue
Market The percentage of total non-directed market orders routed to
orders% the venue
Limit The number of total non-directed limit orders routed to the
orders# venue
Limit The percentage of total non-directed limit orders routed to
orders% the venue
Other The number of total non-directed other orders routed to the
orders# venue. Other orders include special handling orders and any
orders that must be executed on a particular tick or bid.
Other The percentage of total non-directed other orders routed to
orders% the venue. Other orders include special handling orders and
any orders that must be executed on a particular tick or
bid.