Buckman, Buckman & Reid, Inc. ("BB&R") regularly makes information available related to SEC Rules 605 and 606 related to quality of execution ("Best Execution") and order routing practices, respectively. Currently, all of the firm's orders are routed through BRASS, or its clearing agent handling customer accounts, RBC Correspondent Services, Inc. ("RBC"). BB&R does not accept payment for order flow with respect to any of these business arrangements.
BB&R reports 100% of its business on or through RBC's proprietary or related systems.
Reports for the firm's business through BRASS, and RBC can be found below:
BB&R conducts over 95% of its business on or through RBC's proprietary or related systems.
Reports for the firm's business through BRASS, can be found below:
Questions regarding any of the firm's Best Execution or Order Routing data may be addressed by contacting the firm's Chief Compliance Officer, below:
Chief Compliance Officer
Buckman, Buckman & Reid
44 Church Street
Little Silver, New Jersey 07739
Direct Dial: (732) 559-0089
HQ: (732) 530-0303, x 431