605/606 Quarterly Data — Best Execution and Order Routing

Buckman, Buckman & Reid, Inc. ("BB&R") regularly makes information available related to SEC Rules 605 and 606 related to quality of execution ("Best Execution") and order routing practices, respectively. Currently, all of the firm's orders are routed through BRASS, or its clearing agent handling customer accounts, RBC Correspondent Services, Inc. ("RBC"). BB&R does not accept payment for order flow with respect to any of these business arrangements.

BB&R clears 100% of its business on or through RBC's proprietary or related systems.

Reports for the firm's business through BRASS, and RBC can be found below:

RBC: https://www.rbcwm-usa.com/legal/rbc-cs/cid-360855.html

BB&R conducts over 95% of its business on or through RBC's proprietary or related systems.

Reports for the firm's business through BRASS, can be found below:

http://www.sungard.com/solutions/compliance-tax/protegent/protegent-trading-compliance/best-execution-order-routing

Option Orders:

Maxim Group
www.maximgrp/public-disclosures/

Interactive Brokers

01-APR-2018 – 30-JUN-2018  

01-JAN-2018 – 31-MAR-2018  

01-OCT-2017 - 31-DEC-2017

01-JUL-2017 - 30-SEP-2017

01-APR-2017 - 30-JUN-2017

01-JAN-2017 - 31-MAR-2017

01-OCT-2016 - 31-DEC-2016

01-JUL-2016 - 30-SEP-2016

01-APR-2016 - 30-JUN-2016

01-JAN-2016 - 31-MAR-2016

Routing/Payment for Order Flow: Buckman, Buckman & Reid, Inc. receives remuneration for directing orders in options to particular brokers/dealers or market centers for execution.  Such remuneration is considered compensation to the firm, and the source and amount of any compensation received by the firm in connection with your transaction will be disclosed upon request.  In all cases, orders are subject to price improvement from the national best bid or offer and never are executed at less than the best bid or offer. 

Questions regarding any of the firm's Best Execution or Order Routing data may be addressed by contacting the firm's Chief Compliance Officer, below:

Richard Panno
Chief Compliance Officer
Buckman, Buckman & Reid
1001 Yamato Road Ste 311
Boca Raton, FL 33431
Direct Dial: (561) 314-2013